Financial Services Licence Set Up

Expert guidance through the complex licensing process

Initial setup of your Financial Services or Credit License including applications, gathering of data, credentials and requirements to ensure a smooth and compliant entry into the financial services sector. Our team of regulatory experts will navigate the complexities of ASIC requirements so you can focus on building your business.

Financial Services Licence Set Up

Key Benefits of Our Licence Setup Service

Expert Guidance

Extensive experience with ASIC applications and requirements, ensuring your application meets all regulatory standards.

Time Efficiency

Avoid rework and delays that could postpone your business launch.

Maximized Approval Chances

Our proven methodology maximizes your chances of first-time application approval.

Complete Documentation

All required documentation is collected and presented to meet ASIC’s expectations.

Ongoing Support

Post-approval expert advice on ongoing obligations and compliance.

Competitive Advantage

Enter the market faster with a compliance foundation that inspires client confidence.

Our 5-Step Licence Setup Process

1

Assessment of your business model and licensing needs to create a tailored strategy.

2

Systematic collection of credentials, documents, and background information.

3

Drafting and completing the ASIC application with strategic positioning.

4

Lodging application and managing ASIC queries.

5

Implementing compliance frameworks post-approval.

What Our Clients Say

I have known and worked with Cheyenne professionally for over 5 years. I have found her approach, experience and expertise to be of a very high standard. I have and would recommend her services to any licence holder.

Sean Preece

Chief Risk Officer – Yellow Brick Road

Cheyenne was a great help to us at a time where we needed a lot of flexibility in the role. Anything we threw at her was a ‘yes no problem’. Thanks Cheyenne.

Ronna Ludgate

General Manager Risk Solutions at Commonwealth Bank

Cheyenne is a dedicated, hard working compliance professional. She is one of our “go to” people for compliance contracting.

Jenni Erbel

Director, Strategic Outsource Solutions

Cheyenne is a person with a sound knowledge of the law as it pertains to Financial Planning and always made herself available to assist the Practitioners to properly interpret and apply the laws and use them to raise the standards of advice.

Bruce Henderson

Financial Planner

I have known Cheyenne for over 10 years and can highly recommend her work ethic and attention to detail. Many of my industry peers, who have been audited by Cheyenne, speak very highly of the way that she conducts herself in meetings, in sometimes difficult situations.

Kevin Wyld

Shareholder at Financial Simplicity and Director of CCUBE Financial Software Pty Ltd

I worked with Cheyenne during some tough times after the GFC and she was brilliant, thorough but fair.

Scott Heathwood

Director of Lifestyle Asset Management

Ready to Begin Your Licence Application Process?

Schedule a complimentary consultation with our regulatory experts to discuss your specific needs.